EFTA00069181.txt

"SEC Complaint: Ramy El-Batrawi et al. ... Defendants Ramy Y. El-Batrawi and Adnan M. Khashoggi"

"SEC Complaint: Ramy El-Batrawi et al. ... Defendants Ramy Y. El-Batrawi and Adnan M. Khashoggi"

"Melissa R. Hodgman, currently an Associate Director in the Commission's Division of Enforcement, has been named Acting Director of the Division of Enf"

"Honorable SDNY Judges, ... We have gone from Tarantino to Clancy at a blink of the eye."

"topic of a little TCR submitted by ME: Whistleblower Extraordinaire Christopher J Dilorio"

"EVERYTHING and I do Mean EVERYTHING I have been telling the SEC/DoJ/FBI/GAO/Congress, State Regulators,Press, Courts, etc etc etc is irrefutably and o"

"Stephen Adams... is pouring hundreds of thousands of dollars into a pro-Trump campaign... using his signs to push Trump"

"The Financial Industry Regulatory Authority (FINRA) announced today that it has fined New York-based Brown Brothers Harriman & Co. (BBH) $8 million fo"

"Richard Best named Director of SEC NY... August 2020"

"Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in "

"Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office"

"FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service"

"after I filed my NITE TCR with Berger in March 2013 with you and Seanny Boy"

"In 1Q2020 I alerted the SEC that absolutely nothing had changed. NITE reported a receivable of 2.5 BILLION+."

"SeeThroughEquity was engaged in a Pump and Dump promotion of NETE in April and August 2018"

"In fact, on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon."

"NETE decided to unlock value in its payment processing business by doing a reverse merger with a CA EV manufacturer started by a musician... Only anot"

"Greetings Judge Caproni, I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you."

"Judge Nathan, I applaud your reproof of the SONY. Now, I urge you to look at the Dan Kamensky case."

"He is the current CEO of the Basma Company."

"Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake."

"I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations."

"solicited MORE information from me after submitting my Berger TCR"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"worked at Sullivan Cromwell with Jared Fishman"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"On November 11 2013, DTCC imposed the Global Lock"

"activity took place per my Knight/UBSS TCR submitted to the SEC. ... It had my TCR in its possession in March 2013."

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES, COMPLAINT"

"FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"Sean McKessy then SEC OWB Chief"

"Current SEC OWB Chief Norberg"

"The SEC solicits information from whistleblowers like me. ... how long have you been in possession of my Knight Capital TCR? Almost 7 years to the day"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"In February 2019, the SEC brought an action against Joshua Sason/NewLead ... (Release No. LR-24403; Feb. 15, 2019)"

"The UBS Whistleblower Birkenfeld and his attorney sent 52,000 accounts to the SEC and DOJ."

"Current KCG Dan Coleman ran Equities at UBS ... KCG CEO Coleman called it a highly competitive process."

"I alerted the SEC to. Who PAID for the SeeThrough P&D? Crede/Peizer/Esousa/Cobblestone? Please update my Net Element and AQR TCR's"

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a"

"Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020)"

"VIRT acquisition of KCG in July 2017. ... KCG was an SEC reporting company until the deal closed on July 31 2017."

"VIRT CEO Cifo refused to publish KCG 2Q2017 financials."

"David Urban sits on the NITE BoD."

"Defendants Ramy Y. El-Batrawi and Adnan M. Khashoggi, with the participation of Defendants GenesisIntermedia, Inc. (GEM)"