EFTA00102521.txt

"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures... Parallax Health Sciences, Inc."

"Parallax CEO Paul Arena is well known to the SEC"

"DPW Holdings now Ault Group Controlled by Milton Ault"

"Judge Oetken, I am EAGERLY awaiting to see which SDNY Judge is the victim"

"Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc."

"The VIRT acquisition closed on July 31, 2017. ... This is why VIRT acquired KCG/Knight."

"David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member"

"Aegis CEO Robert Eide Pension Plan"

"Aegis willfully violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. ... ADMINISTRATIVE PROCEEDING File No. 3-18412"

"8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC"

"The former Wall Street deals lawyer who leads the U.S. Securities and Exchange Commission said one of the biggest surprises of his first year heading "

"I refer you to the SEC Office of the Whistleblower FAQ ... Clayton and the SEC have obstructed a thorough investigation of my very serious allegations"

"IG Hoecker, I'm still looking forward to our first interview given the 3 (THREE) complaints I have filed with your office."

"The Securities and Exchange Commission today charged a group of ten individuals and ten associated entities... Barry C. Honig et al. (Release No. LR-2"

"Judge Ramos: SEC 1 Off's Sec. & Exch. Comm'n v. Honig 18 Civ. 8175 (ER)"

"Tidjane Thiam the former CEO of Milken controlled Credit Suisse"

"Guess who has been the HWIN auditor since 2015? Fined/censured by PCAOB Liggett and Webb"

"SEC put it to rest today with its clarification and new rules governing the Whistleblower program: My preliminary denial in June for the Opco Award ap"

"this corruption goes straight to Jay Clayton himself. His former colleague Jared Fishman has played a key role in this massive fraud."

"Jeff Epstein and his NM Zorro Ranch"

"overwhelming evidence of a massive, ongoing, criminal conspiracy detailed by a whistleblower: me"

"Schwarzy is also connected to Kushner and Epstein."

"Schwarzy is also connected to Kushner and Epstein."

"We also know Trump and Schwarzy are BFF's."

"Was Dougie Large Cifu your boss at Paul Weiss?"

"Her former boss/colleague Dougie Large Cifu... at Paul Weiss"

"Per my 2013 TCR Laney, Hoecker, Jay et al: NITE is in a constant state of insolvency"

"I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoali"

"Now Michael Farkas is CEO of Jaclin money laundering shell New Image Concepts/Blink charging"

"Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix"

"Alpha is Liechtenstein based and controlled by Martin Schlaff"

"PHUN is Trump/Kushner/Parscale campaign mobile App"

"PHUN is Trump/Kushner/Parscale campaign mobile App"

"CEO is Oleg Firer"

"The Financial Crimes Enforcement Network (FinCEN)... assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc."

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"Commissioner Kara M. Stein, February 4, 2015"

"The SEC Sason/Magna/NewLead Feb 2019 complaint"

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)."

"the Commission charged Della Sciucca with acting as a nominee"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"Norberg was previously an assistant to then OWB Chief McKessy."

"SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES, COMPLAINT NATURE OF THE ACTION"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"In February 2019, the SEC brought an action against Joshua Sason/NewLead. The Securities and Exchange Commission today announced charges against four "

"Tecco is the sole officer, director, and ... Strata Coal Company (Strata or the company) is a non-reporting Nevada shell corporation"

"In short, I told the SEC KCG was insolvent in 2011. Rather than investigate and prosecute, they chose to obstruct."

"The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading glitch"

"Current KCG Dan Coleman ran Equities at UBS during the massive REG Sho violations"

"White and Ceresney represented UBS prior to joining the SEC"