EFTA00067007.txt

"you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several years."

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon."

"The SEC has brought several actions related to my 2013 Knight TCR with Berger"

"Did Clayton EVER disclose his Sull Crom NITE conflicts?"

"The primary beneficiary of this fraud: Handler/Jefferies."

"In 2017 the SEC,Cifu,Handler wrote down 4 billion+ Naked short fails immediately prior to the VIRT/KCG deal closing."

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)"

"the Commission charged Della Sciucca with acting as a nominee"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy"

"the SEC bailed out a KNOWN criminal entity"

"Alpha is Liechtenstein based and controlled by Martin Schlaff"

"Further, I submitted my amended TCR with Berger in March 2013"

"CEO is Oleg Firer"

"I filed ANOTHER complaint with IG Hoecker. Despite the fact that Hoecker himself wroth the IG handbook on thorough investigations mandating complainan"

"1.4 Billion Merger of KCG Holdings and Virtu Financial I Cleary Gottlieb Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to"

"The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM. ... related to my 2013 Knight TCR with Berge"

"current NASDAQ CEO Adena Friedman signed off on this transaction."

"When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. ... The motives of which should be investigated."

"I told the SEC about Magna/ Sason ALSO in my 2013 TCR... The SEC solicits information from whistleblowers like me."

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"The Securities and Exchange Commission today announced charges against four individuals and related businesses... Joshua Sason, et al. (Release No. LR"

"Tecco is the sole officer, director, and ... of Strata Coal Company (Strata or the company)"

"The SEC used my information to bring AND obstruct complaints. It had my TCR in its possession in March 2013."

"issued waivers to Opco within days of its AML complaint. WHO was the SEC protecting?"

"On November 11 2013, DTCC imposed the Global Lock on the Company's Class A stock"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"Marc P Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"SeeThroughEquity was engaged in a Pump and Dump promotion of NETE in April and August 2018"

"ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"For UBSS, the DOJ (Acosta Downing et al) dropped their DPA in 2010"

"NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral"

"PHUN is Trump/Kushner/Parscale campaign mobile App"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"

"In my submission and my correspondence with Mckessy/OWB I made the claim based on OWB permissible rules to open a new line of inquiry"

"Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial"

"The SEC is using the completely fabricated reason for denying my award claim for covered action 2015-016"

"Black: Money laundering shell ESWW kept up and running by the SEC"

"the purpose of your 5 years in the waiting PRELIMINARY denial of my OpCo Award application could not be any more clear: run the clock out and protect "

"Clayton never disclosed his SuII Crom/Fishman/NITE conflicts."

"A gross mishandling of my information to both bring strategic complaints while protecting the criminal entity NITE."

"Did Clayton recuse himself from my Award denial? Did Clayton recuse himself from the VIRT/KCG approval?"

"Janey, you failed to produce this record. ... The several hundred e mails I have sent you, Hoecker et al MUST be part of this record."

"There also connections to Epstein. Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein."

"These 2 shells were cited by FINRA in their Oppenheimer AML complaint... customer TC was dumping worthless AppTech (APCX) certificates well into mid 2"

"Both shells were NITE and UBSS top traded OTCM shells in 2010-2013"

"The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice... The SEC OWB concocted a completely fabricated reason for denying "

"In 2015 I parted ways with Berger as I was convinced the SEC was using my information in an unethical/illegal manner to both bring and obstruct compla"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"