EFTA00083600.txt

"Alpha is Liechtenstein based and controlled by Martin Schlaff"

"Terren Peizer and his felon partner Michael Wachs"

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"Sean McKessy then SEC OWB Chief."

"the Commission charged Della Sciucca with acting as a nominee"

"The SEC used my information to bring AND obstruct complaints. ... It had my TCR in its possession in March 2013."

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"I had filed an award application for the UBS Reg Sho complaint. In my submission and my correspondence with Mckessy/OWB I made the claim based on OWB "

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"

"KCG CEO Coleman called it a highly competitive process."

"Dan Coleman ran Equities at UBS during the massive REG Sho violations"

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading glitch"

"in July 2015 I contacted Kevin Goodman Dir OCIE for Broker Dealrsat the SEC."

"In 2011, I filed my first Whistleblower complaint with the SEC. Detailing a massive fraud on the public directly implicating dozens of entities."

"Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)"

"Ms Norberg, I am in receipt of the SEC OWB correspondence allowing me more time to respond to the preliminary denial"

"Justin W. Keener d/b/a JMJ Financial"

"the DOJ (Acosta Downing et al) dropped their DPA in 2010"

"PHUN is Trump/Kushner/Parscale campaign mobile App"

"On November 11 2013, DTCC imposed the Global Lock on the Company's Class A stock"

"The SEC (and FINCEN) Oppenheimer AML actions were based on the FINRA Oppenheimer AML action"

"The SEC IG Hoecker has never interviewed me despite my filing 2 separate complaints with his office. The SEC IG Hoecker is guilty of criminal obstruct"

"Clayton and Peikin should have recused themselves from the SEC facilitated KCG/VIRT merger"

"the SEC is engaging in criminal obstruction to protect KCG."

"I told the SEC KCG was insolvent in 2011."

"Honig's Shell Factory Attorney Gregg Jaclin"

"Frost bought Ladenburg from Milken flunkie Icahn"

"Honig's Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer"

"ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"This is what the SEC is protecting in the OpCo/Gibraltar complaint: NITE/UBSS/Hanover/Magna illegal activity"

"My correspondence dealt with 2 penny stock shells cited in my Knight Capital TCR submitted by Berger Montague in March 2013"

"I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"For the reasons I have listed in this summary, NITE/VIRT is on the SEC do not investigate list. And yes, there most definitely is such a thing"

"The SEC IG Hoecker is guilty of violating specific IG requirements in keeping Congress informed of serious matters like mine"

"cross border activity detailed by Whistleblower Birkenfeld."

"where NITE and UBSS traded billions of shares of CGFIA"

"Including the attachments of my 2013 TCR submitted with Berger Montague to the SEC."

"In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital at June 30, 2011."

"Black: Money laundering shell ESWW kept up and running by the SEC"

"Money laundering shell ESWW kept up and running by the SEC"

"customer TC was dumping worthless AppTech (APCX) certificates well into mid 2010."

"The SEC committed a fraud on the court in Gibraltar. ... KNOWINGLY omitting material information in Gibraltar: FRAUD ON THE COURT."

"Fishman has played a key role in the SEC facilitated criminal obstruction"

"McKessy and Ceresney never sent my info to him"

"McKessy and Ceresney never sent my info to him"