EFTA00094182.txt

"In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital"

"SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener"

"Justin W. Keener d/b/a JMJ Financial"

"The SEC KNEW who the third party BD was in the CGFIA filing long before it filed its Opco complaint in 2015. It had my TCR in its possession in March "

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by... Commissioner Kara M. Stein"

"On November 11 2013, DTCC imposed the Global Lock. Since less than 0.02% of the Company's Class A common stock shares were held within DTCC, Managemen"

"Marc P Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place 200 Vesey Street, Suite 400 New York, NY 10281-1022"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information... SOUTHERN DISTRICT OF NEW YORK JOSHUA SASON, MARC MANUEL"

"I filed an IRS TCR based on my SEC TCR attached. ... In my submission and my correspondence with Mckessy/OWB I made the claim based on OWB permissible"

"I filed an IRS TCR based on my SEC TCR attached."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"In 2015 I parted ways with Berger as I was convinced the SEC was using my information in an unethical/illegal manner"

"The Financial Crimes Enforcement Network (FinCEN)... assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully v"

"In the Matter of ... Oppenheimer & Co., Inc. ... SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"I also cc'd Sean McKessy then SEC OWB Chief."

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"In the Magnum d'Or complaint, the Commission charged Della Sciucca with acting as a nominee"

"UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES"

"how long have you been in possession of my Knight Capital TCR? Almost 7 years to the day."

"In February 2019, the SEC brought an action against Joshua Sason/NewLead"

"IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT SUMMARY... Justin W. Keener"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business"

"Tecco is the sole officer, director, and"

"CEO is Oleg Firer."

"Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle: JUNK IS JUNK."

"the DOJ (Acosta Downing et al) dropped their DPA in 2010."

"Alpha is Liechtenstein based and controlled by Martin Schlaff"

"The SEC issued waivers to Opco within days of its AML complaint. WHO was the SEC protecting?... The 2 SEC Commissioners dissent in granting Oppenheime"

"For UBSS, the DOJ dropped its cross border AML DPA complaint in 2010"

"Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein. Black: Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money l"

"So, the SEC bailed out a KNOWN criminal entity."

"CEO of Blink is Michael Farkas."

"Donald Engel who worked at Drexel with Milken"

"In 2016, FINRA brought a Rule 204 complaint against NITE. The fine was pathetic"

"AND where NITE and UBSS traded billions of shares of CGFIA"

"Black: Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"This is what the SEC is protecting in the OpCo/Gibraltar complaint: NITE/UBSS/Hanover/Magna illegal activity."

"NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral."

"In NewLead, then SEC White and Ceresney firm Debevoise did a fairness opinion"

"then SEC White and Ceresney firm Debevoise did a fairness opinion"

"Confirming my allegations of SEC criminal activity in handling my information. WHY? to protect NITE and UBSS. 2 criminal entities bailed out by the SE"

"Confirming my allegations of SEC criminal activity in handling my information. WHY? to protect NITE and UBSS. 2 criminal entities bailed out by the SE"

"The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice. ... The SEC OWB concocted a completely fabricated reason for denyin"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded billions of shares of each 2010-2013"

"Former KCG CEO Joyce said he had a very frank discussion with then SEC Chair Schapiro"

"Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA where I also cc'd Sean McKessy then SEC OWB Chief."