EFTA00067932.txt

"Mark B Fisher has owned MBF Clearing ... BOTH New York based."

"The same SBNY which boasted Ivanka Trump as a Board member"

"Judge Cote's sentencing of Dan Kamensky is a gross miscarriage of justice."

"In September 2013, Ares Management purchased luxury retailer Neiman Marcus in a joint venture"

"Trump made Readier a Federal judge."

"The VIRT acquisition closed on July 31, 2017."

"Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM."

"David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member"

"Aegis willfully violated Exchange Act Section 17(a) and Rule 17a-8 thereunder."

"McKenna willfully aided and abetted and caused Aegis' violations of Exchange Act Section 17(a)"

"Aegis CEO Robert Eide Pension Plan"

"Therapix: An Israeli money laundering shell where Stetson was investor"

"Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc."

"This is what I have been telling the grossly corrupt SEC for more than 8 fn years now."

"Judges Cave and Nathan, If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today"

"Dougie Large Cifu hired Alex loffe as VIRT CFO in 2019."

"Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs)"

"Per my 2013 TCR Laney, Hoecker, Jay et al: NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting"

"I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering/Putin/Rakishev/Trump/Kushner/Alfa/Crede/Peizer/Milken/Hapoali"

"linked to Jeff Epstein and his NM Zorro Ranch"

"The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering ,manipulation, and fraud: MY INFORMATION has been remarkab"

"The Securities and Exchange Commission today announced settled charges against broker-dealer UBS Financial Services Inc. ... UBS agreed to pay a $5 mi"

"Please update my Net Element and AQR TCR's... the purpose of your 5 years in the waiting PRELIMINARY denial of my OpCo Award application"

"on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon"

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"CEO of Blink is Michael Farkas"

"Knight Capital TCR & Appendix... My information exposes an ongoing, massive in scope, SEC facilitated fraud"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"The SEC OWB concocted a completely fabricated reason for denying my Award: The SEC investigators involved never saw claimants information."

"Prior to retaining Berger I had filed an award application for the UBS Reg Sho complaint."

"The SEC used my information to bring AND obstruct complaints... It had my TCR in its possession in March 2013."

"In the Matter of Oppenheimer & Co., Inc... Release No. 74141 / January 27, 2015"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"I told the SEC about Magna/ Sason ALSO in my 2013 TCR."

"IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT ... SUMMARY - sec.gov 5. Jus"

"In February 2019, the SEC brought an action against Joshua Sason/NewLead ... Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019)"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"Tecco is the sole officer, director, and"

"then SEC Chair Schapiro"

"Strata Coal Company and Terrence A. Tecco: Admin. Proc. Rel. No. 34-46993 / December 13, 2002"

"The Financial Crimes Enforcement Network (FinCEN)... assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully v"

"The Financial Crimes Enforcement Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC)"

"UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES, COMPLAINT"

"In . the Magnum d'Or complaint, the Commission charged Della Sciucca with acting as a nominee"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"Brian Colleran (Colleran) and Daniel Parker (Parker), have agreed to pay approximately $19.5 million to resolve allegations pertaining to the submissi"