EFTA00083403.txt

"Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix"

"November 19, 2020 NASDAQ/Friedman announce the $2.8 BILLION acquisition of Verafin."

"The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM."

"Jay Clayton Sull Crom colleague Jared Fishman."

"KCG Holdings in its sale to Virtu Financial in an all-cash transaction valued at $1.4 billion. Immediately prior to the transaction closing on 7/31/20"

"Ms Norberg has created some of the most extraordinary reasons for denying my award. ... It is the job of the OWB exclusively and explicitly to distrib"

"ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)."

"SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES, COMPLAINT"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"In the Magnum d'Or complaint, the Commission charged Della Sciucca with acting as a nominee"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"my Knight Capital TCR submitted by Berger Montague in March 2013 attached here"

"Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial in an all-cash transaction v"

"Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ."

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"Current KCG Dan Coleman ran Equities at UBS during the massive REG Sho violations"

"Current KCG Dan Coleman ran Equities at UBS... KCG CEO Coleman called it a highly competitive process"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"worked at Sullivan Cromwell with Jared Fishman"

"SEC Chair Clayton... should have recused themselves from ANY pending NITE/VIRT matter before the SEC"

"Co Enforcement Peikin... should have recused themselves from the SEC facilitated KCG/VIRT merger"

"The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity"

"In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"On November 11 2013, DTCC imposed the Global Lock"

"SEC IG Hoecker refute my claims point by point"

"NITE was CLEARLY trading billions of shares of OTCM money laundering shells BEFORE and coinciding with the SEC et al facilitated glitch bailout"

"BOTH NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded billions of shares of each 2010-2013"

"IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT SUMMARY - sec.gov 5. Justin "

"Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) Washington, D.C., February 15, 2019 - The Securities and Exchange Commission today announce"

"UBSS was trading money laundering shells well after the Dal claimed UBSS was in compliance with the cross border DPA."

"Alpha is Liechtenstein based and controlled by Martin Schlaff: Austria/Israel."

"CEO is Oleg Firer."

"Greetings Judge Caproni, I hope your colleagues as well as Mr Kim's colleagues have forwarded my information to you."

"my rights as a whistleblower have been egregiously abused"

"The true character of Handler/ Jefferies as well as the corrupt relationship the SEC has with Handler/Jefferies"

"For UBSS, the DOJ (Acosta Downing et al) dropped their DPA in 2010."

"The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border activity."

"Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein."

"His firm Sullivan Cromwell and Jared Fishman are ACTIVELY facilitating this massive fraud"

"Jay Clayton good fried Glenn Hutchins."

"Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake."

"Cifu admits the importance of these share volumes on the NITE/VIRT revenue model"

"The Brown Brothers Harriman AML complaint IS my claim."

"KCG inadvertently sent 4000 worthless securities to JPM in an attempt to secure a tri party financing where JPM guaranteed the loan."

"The UBS Whistleblower Birkenfeld and his attorney sent 52,000 accounts to the SEC and DOJ."