EFTA00072134.txt

"The Securities and Exchange Commission today filed charges against John M. Fife... (Release No. LR-24886; Sep. 3, 2020)"

"I catch the whistleblower who caught them: ME. ... Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix"

"SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021-132 Washington D.C., July 19, 2021 — Aron Govil: C"

"Mr Gottschall ended his thorough investigation into RIOT/Honig et al on 1/29/2020... no enforcement action is recommended."

"Brian Colleran (Colleran) and Daniel Parker (Parker), have agreed to pay approximately $19.5 million to resolve allegations pertaining to the submissi"

"Judge Engelmayer: Simply put: RIOT exists in SEC filings only."

"Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc."

"This is why Goodman produced the bullshit order handling complaint almost 6 months after I sent him my TCR in July 2015."

"Parallax CEO Paul Arena is well known to the SEC"

"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures... Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley"

"SEC charges Company and Two Executives for Misleading COVID-19 Disclosures... Parallax Health Sciences Inc. Paul Arena and Nathaniel Bradley"

"DPL is a subsidiary of DPW Holdings now Ault Group Controlled by Milton Ault"

"Kevin Goodman: SEC OCIE BD's was made Chief Overlord of FINRA"

"The VIRT acquisition closed on July 31, 2017."

"David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member"

"Therapix: An Israeli money laundering shell where Stetson was investor"

"Aegis CEO Robert Eide"

"ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 Disciplinary Proceeding No. 2011026386002"

"Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs)"

"Mr Best, Congratulations on your new position as Director of SECNY... This is my information."

"KODK Board Member Jason New: Blackstone independent outside inquiry by the law firm Akin Gump"

"Phlow Corporation Awarded $354 Million HHS/ASPR/BARDA Contract to Manufacture Essential Medicines"

"On June 15 2020, Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC"

"you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several years"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon"

"on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity"

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)"

"I am in receipt of the SEC OWB correspondence allowing me more time to respond... Ms Norberg"

"Justin W. Keener d/b/a JMJ Financial"

"grossly corrupt SEC has criminally obstructed a thorough investigation of my claims SO THAT frauds like KODK can continue. The SEC is bought and paid "

"UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges"

"Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix"

"I told the SEC about Magna/ Sason ALSO in my 2013 TCR... The SEC solicits information from whistleblowers like me."

"IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF FLORIDA SECURITIES AND EXCHANGE COMMISSION No. COMPLAINT ... Justin W. Keener"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"In February 2019, the SEC brought an action against Joshua Sason/NewLead... Release No. LR-24403; Feb. 15, 2019"

"In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"The Financial Crimes Enforcement Network (FinCEN)... assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc."

"Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)"

"Sean McKessy then SEC OWB Chief"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy"

"the Commission charged Della Sciucca with acting as a nominee"

"Dougie Large Cifu hired Alex loffe as VIRT CFO in 2019."

"From 2003-2019 loffe was CFO at IBKR."

"Cemtrex claims %46 ownership in Vicon in March/April 2018"

"WHO underwrote the August 2018 Cemtrex public offering? Aegis... pricing of its previously announced underwritten public offering of 1,000,000 shares "