EFTA02359910.pdf

"Rothschild interday 5.22.17.pdf"

"From: Richard Kahn Sent: Wednesday, May 31, 2017 5:35 PM To: jeffrey E. Subject: Fwd: Rothschild - Being shown an offer!"

"Richard Kahn HBRK Associates Inc."

"Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management"

"We have a seller checking us on 25,000 shares which is a size-able amount for this name. The indicated seller cares around the 28.50 EUR level."

"mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k ... thank you for your work on this.. Ri"

"Richard Kahn HBRK Associates Inc New York, NY 10022"

"Delores Rubin Director l Wealth Management Capital Markets DB Securities Inc Deutsche Bank Wealth Management"

"Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management"

"On May 30, 2017, at 8:14 AM, Delores Rubin wrote: ... Good Morning Richard and Tazia,"

"From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn"

"From: Richard Kahn Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith ... mr epstein is not yet ready to put and order in"

"Richard Kahn HBRK Associates Inc. New York, NY 10022"

"Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management"

"Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management"

"From: Richard Kahn Sent: Monday, May 22, 2017 05:26 PM Eastern Time To: Tazia Smith Subject: Re: Rothschild ICI thank you please forward quote once re"

"From: Richard Kahn To: Vahe Stepanian Subject: Rothschild Date: May 22, 2017 can you please provide a bid ask on 100,000 shares of: Rothschild & Co SC"

"To: Richard Kahn From: Delores Rubin Subject: RE: Rothschild ICI Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the"

"shall we put in order with limit as DB is showing 25k seller =r pass please advise thank =ou"

"Delores Rubin Director I Wealth Management Capital Markets... Please let us know if you would like us to work anything for tomorrow."

"Cc: Tazia Smith"

"Any update on bid ask for 100k Roth ? ... can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA"

"As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months"

"Rich - just tried mailing you. Please call Delores directly if you have follow through on this"

"DB would be happy to work an order for you using all of our institutional capabilities ... mr epstein is not yet ready to put and order in"

"Deutsche Bank does not render legal or tax advice... <Rothschild interday 5.22.17.pdf>"

"we are a buyer... Any indication where a 100,000 share block can be crossed?"