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Back to data-set-09
EFTA00086579.txt
TXT
103.4 KB
JMail
Extracted Chars
105,819
Entities
50
Relationships
50
Loading extracted text...
Mentioned Entities
50
Knight Capital Group
Organization
Defendant
11 mentions
Securities and Exchange Commission
Organization
GovernmentAgency
11 mentions
Christopher J. Dilorio
Person
Victim
7 mentions
Jay Clayton
Person
GovernmentAgency
7 mentions
Virtu Financial
Organization
Company
5 mentions
Jane Norberg
Person
Enabler
5 mentions
Joshua Sason
Person
Suspect
5 mentions
Sullivan & Cromwell
Organization
LawFirm
4 mentions
Financial Industry Regulatory Authority
Organization
Organization
3 mentions
Mary Jo White
Person
GovernmentPosition
3 mentions
Andrew Ceresney
Person
Attorney
3 mentions
Sean McKessy
Person
GovernmentPosition
3 mentions
Justin W. Keener
Person
Suspect
3 mentions
Richard B. Handler
Person
Financier
2 mentions
Bernard L. Madoff
Person
Suspect
2 mentions
Daniel Kamensky
Person
Defendant
2 mentions
Oppenheimer & Co.
Organization
Company
2 mentions
Robin Traxler
Person
Witness
2 mentions
UBS Securities
Organization
Company
2 mentions
Jared Fishman
Person
Attorney
2 mentions
Dan Coleman
Person
Defendant
2 mentions
Carl Hoecker
Person
GovernmentPosition
2 mentions
Douglas Cifu
Person
Enabler
2 mentions
UBS
Organization
Company
2 mentions
Michael Milken
Person
Defendant
2 mentions
Donald Trump
Person
Celebrity
2 mentions
Acosta
Person
Prosecutor
1 mention
Fidelity
Organization
Company
1 mention
microcap fraud
Charge
1 mention
REDACTED-CLAIMANT-001
Person
Witness
1 mention
Douglas Berger
Person
Attorney
1 mention
Cleary Gottlieb Steen & Hamilton LLP
Organization
LawFirm
1 mention
Barbara Jones
Person
Judge
1 mention
Richard Khuzami
Person
Attorney
1 mention
Stephen Guyer
Person
Suspect
1 mention
Mullen Automotive, Inc.
Organization
Company
1 mention
North Island
Organization
Company
1 mention
Robert Greifeld
Person
Financier
1 mention
Glenn Hutchins
Person
Financier
1 mention
Jefferies Financial Group
Organization
FinancialInstitution
1 mention
H. David Kotz
Person
LawEnforcement
1 mention
Sarah Netburn Cave
Person
Judge
1 mention
DTCC
Organization
Company
1 mention
APCX
Organization
ShellCompany
1 mention
SEC Office of the Whistleblower
Organization
GovernmentAgency
1 mention
Nathan Sarnacki
Person
LawEnforcement
1 mention
Cromwell Coulson
Person
GovernmentPosition
1 mention
Gibraltar Legal Case
LegalCase
1 mention
Janey Welshhans
Person
LawEnforcement
1 mention
Colorado Goldfields Inc.
Organization
ShellCompany
1 mention
Relationships
50
Jay Clayton
→
employment
→
Securities and Exchange Commission
"SEC Chair Clayton is also directly linked to this criminal obstruction."
Jay Clayton
→
employment
→
Sullivan & Cromwell
"His firm Sullivan Cromwell and Jared Fishman are ACTIVELY facilitating this massive fraud on the public."
Jay Clayton
→
employment
→
Sullivan & Cromwell
"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"
Steven Peikin
→
employment
→
Sullivan & Cromwell
"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"
Jared Fishman
→
employment
→
Sullivan & Cromwell
"worked at Sullivan Cromwell with Jared Fishman"
Knight Capital Group
→
document
→
Covered Action 2015-016
"covered action 2015-016/ Knight Capital TCR"
REDACTED-001
→
abuse
→
Securities and Exchange Commission
"In 2011, I filed my first Whistleblower complaint with the SEC. Detailing a massive fraud on the public directly implicating dozens of entities."
Stephen Guyer
→
employment
→
Colorado Goldfields Inc.
"rented Littleton home of CGFIA CEO Guyer."
John McCarthy
→
employment
→
Knight Capital Group
"Mr John McCarthy who ended up being Knight/KCG Chief Counsel."
Andrew Ceresney
→
employment
→
Securities and Exchange Commission
"In 2015 at a SIFMA conference, Ceresney was shocked by the number of BD's under his supervision filing 1 or ZERO SAR's."
Christopher J. Dilorio
→
communication
→
Janey Welshhans
"Janey, how long have you been in possession of my Knight Capital TCR? Almost 7 years to the day. How many follow up e mails have I sent the SEC since "
Securities and Exchange Commission
→
legal
→
Joshua Sason
"In February 2019, the SEC brought an action against Joshua Sason/NewLead... The Securities and Exchange Commission today announced charges against fou"
Justin W. Keener
→
financial
→
JMJ Financial
"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"
Dan Coleman
→
employment
→
Knight Capital Group
"KCG CEO Coleman called it a highly competitive process... Current KCG Dan Coleman ran Equities at UBS"
Christopher J. Dilorio
→
other
→
Securities and Exchange Commission
"I told the SEC about Magna/ Sason ALSO in my 2013 TCR... I filed separate but related NewLead and FreeSeas TCR's in 2015"
Justin W. Keener
→
legal
→
Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial
"Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)"
Christopher J. Dilorio
→
abuse
→
Securities and Exchange Commission
"you, McKessy, Hoecker have been in possession of my 2013 TCR filed with Berger for several years. In addition to hundreds of e mails continuing into 2"
Michael Farkas
→
employment
→
Blink Charging Co.
"CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days."
Justin W. Keener
→
financial
→
JMJ Financial
"Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254"
Leon Black
→
social
→
Jeffrey Epstein
"There also connections to Epstein. Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein."
Jeffrey Epstein
→
financial
→
Environmental Solutions Worldwide, Inc.
"Black: Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"
Phunware, Inc.
→
employment
→
Donald Trump
"PHUN is Trump/Kushner/Parscale campaign mobile App."
Christopher J. Dilorio
→
abuse
→
Securities and Exchange Commission
"The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity"
Securities and Exchange Commission
→
legal
→
Oppenheimer & Co.
"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"
Acosta
→
coverup
→
UBS
"For UBSS, the DOJ (Acosta Downing et al) dropped their DPA in 2010."
Dan Coleman
→
employment
→
UBS
"The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border activity."
David Urban
→
employment
→
Knight Capital Group
"Today, Trump PA Campaign Mgr David Urban sits on the NITE BoD."
Richard Khuzami
→
legal
→
Knight Capital Group
"former SEC glitch Enforcement Dir Khuzami/Kirkland(Barr) also rep'd NITE."
Cromwell Coulson
→
employment
→
Financial Industry Regulatory Authority
"CEO Cromwell Coulson CHAIRED the FINRA market Regulation Cmte."
SEC Office of the Whistleblower
→
legal
→
REDACTED-CLAIMANT-001
"The SEC basis for denying my Award claim for covered action 2015-016: Investigative staff responsible for the covered action NEVER RECEIVED ANY INFORM"
Knight Capital Group
→
financial
→
Colorado Goldfields Inc.
"BOTH NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded billions of shares of each 2010-2013."
UBS Securities
→
financial
→
APCX
"BOTH NITE and UBSS knew CGFIA and APCX were money laundering shells when they traded billions of shares of each 2010-2013."
Securities and Exchange Commission
→
coverup
→
Colorado Goldfields Inc.
"WHY did it take until September 2018 before the SEC finally revoked the CGFIA registration?"
Terrence A. Tecco
→
employment
→
Strata Coal Company
"Tecco is the sole officer, director, and ..."
Mary Jo White
→
legal
→
UBS
"White and Ceresney represented UBS prior to joining the SEC"
Andrew Ceresney
→
legal
→
UBS
"White and Ceresney represented UBS prior to joining the SEC"
Dan Coleman
→
employment
→
UBS
"Dan Coleman ran Equities at UBS during the massive REG Sho violations"
Jay Clayton
→
employment
→
Securities and Exchange Commission
"Clayton never disclosed his Sull Crom/Fishman/NITE conflicts. He must step down from the SEC IMMEDIATELY"
Financial Industry Regulatory Authority
→
legal
→
Justin W. Keener
"FINRA barred Keener/JMJ in 2013 as a Bad Actor"
Christopher J. Dilorio
→
communication
→
Jane Norberg
"Janey, please add the following info to my appeal of your preliminary denial of my Opco award."
Steven Mnuchin
→
social
→
Jeffrey Epstein
"There also connections to Epstein. Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein."
Leon Black
→
financial
→
Environmental Solutions Worldwide, Inc.
"Black: Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"
Securities and Exchange Commission
→
power
→
Environmental Solutions Worldwide, Inc.
"Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"
Securities and Exchange Commission
→
other
→
Christopher J. Dilorio
"The SEC OWB used/ is using my information to both bring complaints AND obstruct complaints while denying me compensation."
Jared Fishman
→
social
→
Jay Clayton
"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."
Securities and Exchange Commission
→
power
→
Knight Capital Group
"The SEC had a choice: investigate these extremely serious allegations and shut down this massive fraud on the public OR cover up their failure and all"
Knight Capital Group
→
financial
→
JPMorgan Chase
"NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral."
REDACTED-001
→
social
→
Berger Montague
"itted with Berger Montague to the SEC. I will also forward correspondence from 2012... I submitted my amended TCR with Berger in March 2013"
Securities and Exchange Commission
→
power
→
UBS
"The SEC orchestrated a NITE/UBSS/Hanover/Magna/JMJ/Alpha etc MASSIVE naked shorting to facilitate money laundering scheme bailout so that the MASSIVE "
Douglas Cifu
→
employment
→
Virtu Financial
"Cifu stopped this post merger. The SEC let him."
EFTA00086579.txt | Epstein File Explorer