EFTA00078132.txt

"I have filed 2 TCR's with the OWB related to the money laundering... known as Net Element."

"on 11/8/2018 the SEC brought a complaint against an entity I cited in 1 of my emails to the SEC: the record: known as SeeThroughEquity"

"No doubt the brain child of Chair Clayton"

"The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border activity."

"In 2016, FINRA brought a Rule 204 complaint against NITE. The fine was pathetic and not meant to be a deterrent."

"The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM"

"1.4 Billion Merger of KCG Holdings and Virtu Financial in an all-cash transaction valued at $1.4 billion"

"Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated"

"Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings"

"Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial"

"In 2011, I filed my first Whistleblower complaint with the SEC. ... In August of 2011, I informed the SEC that NITE was insolvent"

"SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a"

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days."

"The CFO of Blink is Jonathan New."

"The SEC solicits information from whistleblowers like me. The SEC uses whistleblower information to bring actions and then doesn't compensate whistleb"

"NITE and UBSS traded billions of shares of both shells 2010-2013"

"Justin W. Keener, age 45, resides in San Juan, Puerto Rico."

"Today, Trump PA Campaign Mgr David Urban sits on the NITE BoD."

"NITE SHOULD have been investigated for egregious BSA violations long ago based on my TCR."

"CEO Cromwell Coulson CHAIRED the FINRA market Regulation Cmte."

"A founding OTCM Board member is former NITE trader Andrew Wimpfheimer"

"A founding OTCM Board member is former NITE trader Andrew Wimpfheimer"

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"I'm cc'ing some our mutual friends on this email Jane."

"In my submission... I made the claim... that would link the trading activity detailed in my ultimate TCR by NITE and UBSS."

"my Knight Capital TCR submitted by Berger Montague in March 2013 attached here"

"UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GffiRALTAR GLOBAL SECURITIES, COMPLAINT"

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act"

"The Financial Crimes Enforcement Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC)"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"I also cc'd Sean McKessy then SEC OWB Chief"

"the Commission charged Della Sciucca with acting as a nominee"

"The SEC/Opco AML complaint was based on the FINRA complaint and my information. It had my TCR in its possession in March 2013."

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar... citation 'BILLIONS' of shares in their dissent."

"On November 11 2013, DTCC imposed the Global Lock on the Company's Class A common stock shares."

"In February 2019, the SEC brought an action against Joshua Sason/NewLead... Feb. 15, 2019 - The Securities and Exchange Commission today announced cha"

"Current KCG Dan Coleman ran Equities at UBS... KCG CEO Coleman called it a highly competitive process"

"Justin W. Keener, age 45, resides in San Juan, Puerto Rico."

"I told the SEC about Magna/ Sason ALSO in my 2013 TCR."

"It isn't just NITE,Cifu,Handler,Jefferies et al the SEC is protecting."

"Jay Clayton Sull Crom colleague Jared Fishman. Did Clayton EVER disclose his Sull Crom NITE conflicts?"

"SEC Chair Clayton is also directly linked to this criminal obstruction. His firm Sullivan Cromwell and Jared Fishman are ACTIVELY facilitating this ma"

"the SEC OWB denied my Award application because The investigators in the complaint never received my information"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"Mr Peirce, Congratulations on your nomination as SEC Commissioner. I have read your paper on FINRA lack of accountability."

"The SEC OWB dragged its feet for 5 years in issuing its preliminary denial notice. The SEC OWB concocted a completely fabricated reason for denying my"