EFTA00071827.txt

"the grossly corrupt SEC was in possession of my information for 2 years"

"Michael Peevowar. Former SEC Commissioner and current Milken Institute Center for Financial Markets Executive Director."

"Michael Peevowar. Former SEC Commissioner"

"On November 24 2020 the BD SRO FINRA brought this complaint against NITE 2016052398201... What was the BD SRO FINRA fine for this massive money launde"

"I have filed several separate but related TCR's based on that information. The SEC has brought several actions related to my 2013 Knight TCR"

"I have filed 2 TCR's with the OWB related to the money laundering/transaction laundering... fraud known as Net Element."

"current NASDAQ CEO Adena Friedman signed off on this transaction."

"sale to Virtu Financial in an all-cash transaction valued at 1.4 billion"

"look at the Dan Kamensky case... joint SEC/SDNY complaint"

"I pleaded and pleaded with the SEC to shut down this massive fraud. email after email. Year after year I wrote the SEC NETE is a money laundering/tran"

"SeeThruEquity, LLC is a Delaware limited liability company that was co-founded in 2011 by brothers Ajay Tandon and Amit Tandon."

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"I have filed extensive SEC and IRS Whistleblower complaints alleging a direct link between penny stock money laundering"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"In February 2019, the SEC brought an action against Joshua Sason/NewLead... The Securities and Exchange Commission today announced charges against fou"

"In a 2015 SIFMA speech then SEC Enforcement Director Ceresney"

"The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity"

"The SEC Sason/Magna/NewLead Feb 2019 complaint: also my information"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein, February 4, 2015"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein"

"Marc P Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place 200 Vesey Street"

"On November 11 2013, DTCC imposed the 'Global Lock'. Since less than 0.02% of the Company's Class A common stock shares were held within DTCC"

"I am in receipt of the SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"The Financial Crimes Enforcement Network (FinCEN), working closely with the U.S. Securities and Exchange Commission (SEC), assessed a $20 million civi"

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"Knight Capital TCR submitted by Berger Montague in March 2013"

"the Commission charged Della Sciucca with acting as a nominee"

"Sean McKessy then SEC OWB Chief."

"FinCEN Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls"

"SECURITIES AND EXCHANGE COMMISSION, 13 Civ. GIBRALTAR GLOBAL SECURITIES, COMPLAINT"

"The SEC solicits and uses whistleblower information like mine to both bring and obstruct complaints."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."

"Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman."

"Former KCG CEO Joyce said he had a very frank discussion"

"then SEC Chair Schapiro"

"KCG CEO Coleman called it a highly competitive process"

"Dan Coleman ran Equities at UBS during the massive REG Sho violations"

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"In July 2015 I contacted Kevin Goodman Dir OCIE for Broker Dealrsat the SEC"

"His firm Sullivan Cromwell and Jared Fishman are ACTIVELY facilitating this massive fraud on the public."

"The SEC has engaged in criminal obstruction to keep the criminal entity NITE in business."

"Since filing my TCR with Berger in 2013, absolutely nothing has changed."

"Jay Clayton Sull Crom colleague Jared Fishman. Did Clayton EVER disclose his SuII Crom NITE conflicts?"