EFTA00070691.txt

"Handler/Jefferies were the largest shareholder of KCG in 2017"

"$1.4 Billion Merger of KCG Holdings and Virtu Financial"

"Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020)"

"FINRA barred Keener/JMJ in 2013 as a Bad Actor"

"CEO of Blink is Michael Farkas. SEC knows him well from his Skyway Communications days."

"In 2011, I filed my first Whistleblower complaint with the SEC. Detailing a massive fraud on the public"

"The new CEO of KCG was Dan Coleman who ran Equities at UBSS during their Reg Sho and cross border activity."

"CEO is Oleg Firer. Firer former money laundering shell Acies shut down by the SEC while NETE was left up and running."

"I told the SEC about Magna/ Sason ALSO in my 2013 TCR. ... AND, I filed separate but related NewLead and FreeSeas TCR's in 2015"

"NITE was CLEARLY trading billions of shares of OTCM money laundering shells BEFORE and coinciding with the SEC et al facilitated glitch bailout"

"The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in two microcap frauds"

"Keener registered the name JMJ Financial as a fictitious name in Florida in 2008 and used it to conduct the business described"

"my Knight Capital TCR submitted by Berger Montague in March 2013 attached here"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"where I also cc'd Sean McKessy then SEC OWB Chief."

"assessed a $20 million civil money penalty today against Oppenheimer & Co., Inc., for willfully violating the Bank Secrecy Act (BSA)."

"Current SEC OWB Chief Norberg was previously an assistant to then OWB Chief McKessy."

"SEC preliminary denial of my award claim for the Oppenheimer AML covered action 2015-016"

"the Commission charged Della Sciucca with acting as a nominee"

"filed my Knight TCR with Berger, FINRA (not the SEC) brought the BBH AML complaint. This was my information."

"Mr John McCarthy who ended up being Knight/KCG Chief Counsel."

"Today, Trump PA Campaign Mgr David Urban sits on the NITE BoD."

"A founding OTCM Board member is former NITE trader Andrew Wimpfheimer"

"CEO Cromwell Coulson CHAIRED the FINRA market Regulation Cmte."

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me."

"Current KCG Dan Coleman ran Equities at UBS during the massive REG Sho violations"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar"

"Dissenting Statement In the Matter of Oppenheimer & Co., Inc., by Commissioner Luis A. Aguilar and Commissioner Kara M. Stein"

"The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM."

"Did Clayton EVER disclose his Sull Crom NITE conflicts?"

"I detailed the illegal activity of Bag Man Justin Keener/JMJ in my 2013 TCR."

"the DOJ (Acosta Downing et al) dropped their DPA in 2010"

"ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"Sull Crom/Fishman have advised Knight/KCG/VIRT and several transactions designed to facilitate this ongoing and ongoing fraud"

"The SEC/Opco AML complaint was based on the FINRA complaint and my information"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell with Jared Fishman"

"On November 11 2013, DTCC imposed the 'Global Lock' on the Company's Class A stock"

"My Denial of Award for covered action 2015-016 was completely made up on the fly. The SEC OWB has applied completely fabricated rules to issue this de"

"former SEC glitch Enforcement Dir Khuzami/Kirkland(Barr) also rep'd NITE."

"Urban sits on the NITE BoD. AND is also on the BoD of his very own money laundering shell: Canadian/Pakastani/pot/COVID: FSD Parma: HUGE."

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"This is discussed in my attached TCR's and also the topic in a March 2014 letter I sent to the SEC."

"The SEC OWB concocted a completely fabricated reason for denying my Award"

"Ms Norberg has created some of the most extraordinary reasons for denying my award."

"Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial"

"SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated"

"Honig's Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer"

"The SEC had a choice: investigate these extremely serious allegations and shut down this massive fraud on the public OR cover up their failure and all"