EFTA00237111.txt

"It is a wholly owned subsidiary of UBS Americas Inc."

"UBS Americas Inc., a Delaware corporation, which in turn is a wholly owned subsidiary of UBS AG"

"Fund Advisor pays UBSFS up to 90 bps for distribution of the feeder funds."

"our affiliate, UBS Financial Services Inc. ('UBSFS)"

"On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOJ)"

"On 19 December 2012, UBS AG entered into settlements with the... UK Financial Services Authority... UBS will pay GBP 160million in fines to the FSA"

"On 19 December 2012, UBS AG entered into settlements with the... Commodity Futures Trading Commission (CFTC)... CFTC: Fine, USD 700 million"

"The Swiss Financial Market Supervisory Authority (FINMA) also issued an order concluding its formal proceedings with respect to UBS... CHF 59 million "

"January 9, 2009 CFTC UBS Fund Advisor LLC violated Sections 6(c) and 6(d) of Commodities Exchange Act... pay a civil penalty Civil Penalty: $50,000"

"As of November 28, 2014, UBS AG has a new Group Holding Company, UBS Group AG, that is now the ultimate parent of UBS Americas Inc."

"Jerry Pascucci is the President of Fund Advisor"

"Jerry Pascucci is... Managing Director of UBSFS"

"Daryl Dewbrey is... a Vice President of Fund Advisor"

"Lina Rubin is... a Vice President of Fund Advisor"

"Jennifer Magro is... Vice President. Treasurer and Principal Accounting Officer of Fund Advisor"

"Jennifer Magro is an Executive Director of UBSFS"

"Francine F. Hoyt is... Chief Compliance Officer for Fund Advisor"

"Francine F. Hoyt is an Executive Director of UBSFS"

"The decision to offer a third party manager on the UBSFS platform is made by Fund Advisor's affiliate, UBSFS"

"Francine F. Hoyt is an Executive Director of UBSFS"

"Francine F. Hoyt is... Chief Compliance Officer for Fund Advisor"

"settlements... in connection with their investigations of manipulation of LIBOR and other benchmark interest rates"

"February 2009 SEC and US Department of Justice UBS AG entered into a Deferred Prosecution Agreement... and a Consent Order with the SEC"

"Francine F. Hoyt is... Chief Compliance Officer for Fund Advisor"

"our affiliate, UBS Securities LLC"

"All of Fund Advisor's officers and other personnel are employees of UBSFS."

"UBS AG offers investment advisory services through a variety of direct and indirect subsidiaries... The UBS AG subsidiaries registered as investment a"

"The UBS AG subsidiaries registered as investment advisers in the United States include... UBS Fund Advisor, LLC"

"as long as the client account is maintained with UBS or our affiliate"