EFTA00613904.txt

"Attorneys for Third-Party Respondent Daniel Zwirn"

"its General Partner (D.B. Zwirn Partners, LLC)"

"refusing to allow Mr. Epstein to withdraw $80 million"

"FTC's investments were locked up on a tranche-by-tranche basis"

"Mr. Epstein invested approximately $300 million in Highbridge"

"In 2004, Mr. Epstein brought Highbridge to the attention of Jes Staley"

"FTC made five investments in the Fund: $10 million on May I, 2002; $10 million on September I, 2002; $30 million on December 1, 2002; $10 million on J"

"Lawrence Cutler, DBZ's Chief Compliance Officer"

"David Proshan, DBZ's General Counsel"

"Mr. Dubin's company, Highbridge, invested over $500 million in a managed account with DBZ"

"Mr. Lee, then the President of DBZ"

"In 2009, Mr. Epstein and DBZ engaged in lengthy settlement discussions before reaching an agreement in which the Fund would have the option of paying "

"David Lee was appointed to replace him as DBZ's Acting CFO"

"Elise Hubsher, the head of DBZ's Investor Relations department"

"Harry Beller, an accountant at FTC"

"recommended that DBZ retain Schulte Roth & Zabel LLP ("Schulte") to investigate the management-fee and airplane issues"

"DBZ retained Gibson Dunn to conduct a full investigation into any accounting improprieties at DBZ"

"DBZ retained Fried Frank to represent it before the SEC"

"Mr. Epstein spoke to Harry Davis of Schulte"

"FTC sent a fax demanding that DBZ immediately liquidate $80 million of FTC's interest in the Fund"

"LANICLER SIFFERT & WOHL LLP... Attorneys for Daniel Zwirn"

"COOLEY LLP... Attorneys for D.B. Zwirn Partners, LLC"

"In 2001, Glenn Dubin... recruited Mr. Zwim to serve as a managing director"

"In 2002, Mr. Zwirn, Mr. Dubin, and Henry Swieca... established Highbridge/Zwim Capital Management, LLC"

"In 2002, Mr. Zwirn, Mr. Dubin, and Henry Swieca... established Highbridge/Zwim Capital Management, LLC"

"In 2002, Mr. Zwirn, Mr. Dubin, and Henry Swieca... established Highbridge/Zwim Capital Management, LLC"

"Mr. Zwim served as the Chief Investment Officer at DBZ"

"DBZ's Chief Financial Officer, Perry Gruss"

"Mr. Dubin's company, Highbridge, invested over $500 million in a managed account with DBZ"

"Mr. Epstein wanted to withdraw $80 million"

"FTC's ability to withdraw its investments"

"DBZ consulted with Schulte on disclosure"

"consented to the assignment of FTC's interests to Jeepers"

"Mr. Epstein invested in the Fund through his company, Financial Trust Company, Inc."

"Mr. Zwirn sent to Mr. Dubin by saying that those discussions pertained to when the remaining $50 million could be redeemed"

"Mr. Zwim and Mr. Epstein scheduled a meeting on November 21, 2006... had a phone conversation with Mr. Zwim that morning"

"Mr. Epstein's investment... FTC's investments in the Fund"

"Mr. Epstein signed a new subscription agreement on behalf of Jeepers for his entire investment"

"In late January 2007... Mr. Beller called Mr. Lee, asked why the $80 million had not been paid"

"Mr. Epstein spoke to Harry Davis of Schulte"

"withdraw $80 million of its investments in DBZ's Fund"

"LANKLER SIFFERT & WOHL LLP By: ... Andrew S. Lee"

"caused DBZ to investigate and respond to the accounting irregularities"

"FTC dropped its $80 withdrawal demand when DBZ assisted with and consented to the assignment of FTC's interests to Jeepers"

"the conversation between Mr. Zwirn and Mr. Beller occurred in February 2007"

"Mr. Zwirn and Mr. Lee understood that Mr. Epstein had abandoned his invalid demand"

"Marc Elovitz from Schulte sent a letter in response to FTC on March 27, 2007. The letter stated that FTC's withdrawal requests were invalid"

"Mr. Epstein's Relationship with Mr. Dubin"