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EFTA00289560.txt
TXT
226.6 KB
JMail
Extracted Chars
231,943
Entities
50
Relationships
50
Loading extracted text...
Mentioned Entities
50
AdFin Solutions, Inc.
Organization
Company
11 mentions
David Mitchell
Person
Financier
10 mentions
Jonathan Leitersdorf
Person
Academic
9 mentions
Jeanne Houweling
Person
Officer
9 mentions
The Company
Organization
ShellCompany
8 mentions
U.S. Securities Act of 1933
LegalCase
7 mentions
Series A Preferred Stock Purchase Agreement
LegalCase
5 mentions
DLA Piper LLP (US)
Organization
LawFirm
5 mentions
Richard Kirshenbaum
Person
Financier
4 mentions
CVAFH LLC
Organization
Company
4 mentions
Gil Mandelzis
Person
4 mentions
Matt Oshinsky
Person
Attorney
4 mentions
Apollo Board of Directors
Organization
4 mentions
SEC
Organization
GovernmentAgency
4 mentions
2012-12-28
Date
4 mentions
Major Investor
Person
Financier
3 mentions
Southern Trust Company, Inc.
Organization
Company
3 mentions
Howard Lutnick
Person
Politician
3 mentions
Tom Glocer
Person
Financier
3 mentions
Holder
Person
Financier
3 mentions
Securities Exchange Act of 1934
LegalCase
3 mentions
New York City
Location
3 mentions
REDACTED-001
Organization
ShellCompany
3 mentions
Jeffrey Epstein
Person
Associate
3 mentions
Right of First Refusal and Co-Sale Agreement
LegalCase
2 mentions
Voting Agreement
LegalCase
2 mentions
Dani Ilani
Person
Financier
2 mentions
Common Holder
Person
Financier
2 mentions
Roy Lowrance
Person
2 mentions
Board of Directors of the Company
Organization
Company
2 mentions
Series A Preferred Stock
FinancialTransaction
2 mentions
The Corporation
Organization
Company
2 mentions
Common Stock
FinancialTransaction
2 mentions
United States Securities and Exchange Commission
Organization
GovernmentAgency
2 mentions
Securities and Exchange Commission
Organization
GovernmentAgency
2 mentions
REDACTED-001
Person
Associate
2 mentions
Dani Mani
Person
Financier
1 mention
Houweling Employment Agreement
LegalCase
1 mention
Cantor Ventures, L.P.
Organization
Company
1 mention
Ari Paparo
Person
1 mention
CVAFI III
Organization
Company
1 mention
Tom Glo
Person
Investor
1 mention
2000 University Avenue, East Palo Alto, 94303-2215
Address
1 mention
10 East 53rd Street, 37th Floor, New York, NY 10022
Address
1 mention
Secretary of the Company
Person
1 mention
Series A Agreement
LegalCase
1 mention
10 East 53rd Street, 37th Floor, New York
Address
1 mention
Managing Underwriters
Organization
Company
1 mention
Deemed Liquidation Event
Event
1 mention
Qualified Public Offering
Event
1 mention
Relationships
50
DLA Piper LLP (US)
→
legal
→
AdFin Solutions, Inc.
"at the offices of DLA Piper LLP (US), counsel to the Company"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"Jeanne Houweling President and Chief Executive Officer [of] ADFIN SOLUTIONS, INC."
DLA Piper LLP (US)
→
legal
→
AdFin Solutions, Inc.
"DLA Piper LLP (US) ("DLA"), outside general counsel to the Company"
Katsky Korins LLP
→
legal
→
David Mitchell
"Katsky Korins LLP, counsel for David J. Mitchell"
AdFin Solutions, Inc.
→
financial
→
Katsky Korins LLP
"the Company shall pay the reasonable fees and expenses of Katsky Korins LLP, counsel for David J. Mitchell, up to a maximum of $10,000"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"ADFIN SOLUTIONS, INC. By: /s/ Jeanne Houwelina Jeanne Houweling Chief Executive Officer"
Jonathan Leitersdorf
→
social
→
AdFin Solutions, Inc.
"by and among AdFin Solutions, Inc. a Delaware corporation (the "Company"), Jonathan Leitersdorf (the "Common Holder")"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"ADFIN SOLUTIONS, INC. By: Jeanne Houweling President and Chief Executive Officer"
David Mitchell
→
financial
→
AdFin Solutions, Inc.
"Initial Closing — December 28, 2012 Name David J. Mitchell Purchase Price $299,999.88"
Jonathan Leitersdorf
→
financial
→
AdFin Solutions, Inc.
"Initial Closing — December 28, 2012 Name Jonathan Leitersdorf Purchase Price $1,499,999.81"
Southern Trust Company, Inc.
→
financial
→
AdFin Solutions, Inc.
"Subsequent Closing — April 10, 2013 Name Southern Trust Company, Inc. Purchase Price $499,999.94"
Howard Lutnick
→
employment
→
CVAFH LLC
"CVAFH I LLC By: Name: How rd W. Lutnick Title: President"
CVAFH LLC
→
financial
→
AdFin Solutions, Inc.
"Subsequent Closing — July 23, 2013 Name CVAFH I LLC Purchase Price $350,000"
AdFin Solutions, Inc.
→
property
→
10 East 53rd Street, 37th Floor, New York
"addressed... to the Company, at the following address: AdFin Solutions, Inc. 10 East 53rd Street, 37th Floor New York"
AdFin Solutions, Inc.
→
document
→
Right of First Refusal and Co-Sale Agreement
"This Right of First Refusal and Co-Sale Agreement... is made as of the date first set forth above, by and among AdFin Solutions, Inc."
Jonathan Leitersdorf
→
document
→
Right of First Refusal and Co-Sale Agreement
"This Right of First Refusal and Co-Sale Agreement... is made as of the date first set forth above, by and among... Jonathan Leitersdorf"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"AdFin Solutions, Inc. By: Jeanne Houweling Chief Executive Officer"
Jonathan Leitersdorf
→
employment
→
AdFin Solutions, Inc.
"COMMON HOLDER: Jonathan Lcitcrsdorf"
David Mitchell
→
employment
→
AdFin Solutions, Inc.
"INVESTOR: David J. Mitchell"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"Company: AdFin Solutions, Inc. By: JEanne Houweling President & Chief Executive Officer"
Jonathan Leitersdorf
→
financial
→
AdFin Solutions, Inc.
"Jonathan Leitersdorf 3,428,571"
David Mitchell
→
financial
→
AdFin Solutions, Inc.
"David J Mitchell 685,714"
Howard Lutnick
→
employment
→
CVAFI III
"Investor: CVAFI I I I By: Name: Howard W. Lutnick Title: President"
REDACTED-001
→
employment
→
Southern Trust Co
"PREFERRED HOLDER:. SOUTHERN TRUST CO ... Name: Jeffrey Title: President"
Jeffrey Epstein
→
employment
→
Southern Trust Company, Inc.
"PREFERRED HOLDER: S UTHE,LT ST COMPANX, NC- By: Name: Jeffrey Epste Title: President"
Southern Trust Company, Inc.
→
financial
→
AdFin Solutions, Inc.
"Southern Trust Company, Inc. 1,428,571 Series A Preferred Stock"
Jonathan Leitersdorf
→
financial
→
AdFin Solutions, Inc.
"Jonathan Leitersdorf 8,000,000 Common Stock"
David Mitchell
→
financial
→
AdFin Solutions, Inc.
"David J. Mitchell 1,428,571 Series A Preferred Stock"
David Mitchell
→
employment
→
AdFin Solutions, Inc.
"One person designated by David J. Mitchell to serve as the Series A Director, who shall initially be David J. Mitchell"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"to serve as an At-Large Director, who initially shall be Jeanne Houweling"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"Jeanne Houweling was recently hired as President and Chief Executive Officer of the Company"
Jonathan Leitersdorf
→
financial
→
AdFin Solutions, Inc.
"The Company has received loans totaling approximately $1,500,000 from Jonathan Leitersdorf"
Jonathan Leitersdorf
→
financial
→
AdFin Solutions, Inc.
"Jonathan Leitersdorf, a director and sole stockholder of the Company"
Jonathan Leitersdorf
→
employment
→
AdFin Solutions, Inc.
"Jonathan Leitersdorf, a director and sole stockholder of the Company"
Cantor Fitzgerald LP
→
financial
→
CVAFH LLC
"the ultimate holding company of Cantor is Cantor Fitzgerald, L.P."
CVAFH LLC
→
financial
→
AdFin Solutions, Inc.
"In connection with the closing of the investment in the Company by CVAFH I LLC ("Cantor") on the date hereof"
Jeanne Houweling
→
employment
→
AdFin Solutions, Inc.
"AdFin Solutions, Inc. ... Attn: Jeanne Houweling, CEO"
Jeffrey Epstein
→
employment
→
Southern Trust Company, Inc.
"INVESTOR: souTHonitikrompANy; By: Name: Jeffrey Epsteid.--- Title: President"
Howard Lutnick
→
employment
→
CVAFH LLC
"Investor: CVAFI I LLC By: Name: Howatkl W. Lutnick Title: President"
The Purchaser
→
financial
→
The Company
"The Purchaser is acquiring the Shares and the Conversion Shares (collectively, the "Securities") for investment for the Purchaser's own account"
David Mitchell
→
financial
→
AdFin Solutions, Inc.
"each Purchaser agrees, severally and not jointly, to purchase from the Company, the number of Shares set forth opposite the Purchaser's name on the Sc"
Board of Directors of the Company
→
employment
→
The Company
"the Board of Directors of the Company"
Apollo Board of Directors
→
financial
→
The Corporation
"transactions that are approved by the Board of Directors"
REDACTED-001
→
financial
→
Common Stock
"The Corporation shall at all times reserve and keep available out of its authorized but unissued shares of Common Stock"
REDACTED-001
→
financial
→
Series A Preferred Stock
"the Corporation shall, to the extent it may lawfully do so, redeem the shares specified in such request in one (1) installment"
Matt Oshinsky
→
employment
→
DLA Piper LLP (US)
"DLA Piper LLP (US)... Attn: Matt Oshinsky, Esq."
The Company
→
communication
→
SEC
"prepare and file with the SEC a registration statement with respect to such Registrable Securities"
REDACTED-001
→
employment
→
The Company
"a certificate signed by the President or Chief Executive Officer of the Company"
Board of Directors of the Company
→
financial
→
The Company
"in the good-faith judgment of the Board of Directors of the Company, it would be materially detrimental to the Company"
Jonathan Leitersdorf
→
employment
→
REDACTED-001
"the Board shall consist of Jonathan Leitersdorf, Gil Mandelzis, Roy Lowrance, Jeanne Houweling and David J. Mitchell"
EFTA00289560.txt | Epstein File Explorer