EFTA00094336.txt

"John McCarthy who ended up being Knight/KCG Chief Counsel"

"former NITE trader Andrew Wimpfheimer"

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me"

"In April 2016, 2 IRS CI Agents: VIKAS Arora and Nathan Sarnacki flew to Denver from Chicago to meet with me"

"In August of 2011, I informed the SEC that NITE was insolvent having reported just $105 mil in working capital"

"I have filed 2 complaints with his office with the very serious allegations implicating 'his bosses'"

"Little Dick Handler/JEF"

"Judge Cave, Judge Jones... I again offer to meet with the best and Brightest"

"Judge Cave, Judge Jones... I again offer to meet with the best and Brightest"

"CGFIA CEO Guyer"

"CEO is Oleg Firer"

"From: Chris Dilorio Sent: Tuesda Ma 12 2020 8:54 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Ap"

"In the summer of 2012, I had extensive correspondence with Robin Traxler at FINRA"

"I had extensive correspondence with Robin Traxler at FINRA where I also cc'd Sean McKessy then SEC OWB Chief"

"Sean McKessy then SEC OWB Chief"

"Current SEC OWB Chief Norberg"

"Oppenheimer AML covered action 2015-016"

"the SEC Gibraltar Securities complaint"

"FinCEN Fines Oppenheimer & Co. Inc. $20 Million"

"in July 2015 I contacted Kevin Goodman Dir OCIE for Broker Dealrsat the SEC"

"KCG CEO Coleman called it a 'highly competitive process'"

"Money laundering shell ESWW kept up and running by the SEC was/is an Epstein money laundering vehicle"

"SEC Chair Clayton... His firm Sullivan Cromwell"

"SEC Chair Clayton and Co Enforcement Peikin worked at Sullivan Cromwell"

"worked at Sullivan Cromwell with Jared Fishman"

"This is irrefutable proof that the Handler/Jefferies bailed out criminal entity: NITE"

"NITE inadvertently sent 4000 worthless securities to JPM to secure an emergency bridge financing as collateral"

"Dan Coleman who ran Equities at UBSS"

"Alpha is Liechtenstein based and controlled by Martin Schlaff"

"Terren Peizer and his felon partner Michael Wachs"

"The SEC solicits then uses Whistleblower information (MINE) to bring complaints AND obstruct other illegal activity"

"MAGNA GIBRALTAR INVESTMENTS LLC: also Abitebol"

"The SEC solicits information from whistleblowers like me. The SEC uses whistleblower information to bring actions"

"Tecco is the sole officer, director, and ..."

"February 15, 2019 - The Securities and Exchange Commission today announced charges against four individuals and related businesses for their roles in "

"the SEC brought an action against Joshua Sason/NewLead... I told the SEC about Magna/ Sason ALSO in my 2013 TCR... the Keener SEC complaint"

"the Commission charged Della Sciucca with acting as a nominee"

"Current KCG Dan Coleman ran Equities at UBS"

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"White and Ceresney represented UBS prior to joining the SEC"

"Former KCG CEO Joyce said he had a very frank discussion with then SEC Chair Schapiro"

"KCG inadvertently sent 4000 worthless securities to JPM in an attempt to secure a tri party financing"

"Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein"

"Treasury Sec Mnuchin and Black: HY/Junk/S&L's and Epstein"

"the SEC criminally obstructed an investigation of my claims into the criminal activity of Little Dick Handler/JEF for 7 years now"

"NITE and UBSS traded billions of shares of both shells 2010-2013"

"NITE and UBSS traded billions of shares of both shells 2010-2013"

"Money laundering shell ESWW kept up and running by the SEC"