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Back to data-set-09
EFTA00597527.txt
TXT
75.8 KB
JMail
Extracted Chars
77,348
Entities
29
Relationships
20
Loading extracted text...
Mentioned Entities
29
Barclays Bank PLC
Organization
FinancialInstitution
7 mentions
Barclays Capital Inc.
Organization
FinancialInstitution
6 mentions
Apple Inc.
Organization
Company
3 mentions
Phoenix Autocallable Notes Due October 5, 2016
FinancialTransaction
2 mentions
U.K. resolution authority
Organization
GovernmentAgency
2 mentions
Morgan Securities LLC
Organization
Company
2 mentions
U.S. Securities and Exchange Commission
Organization
GovernmentAgency
2 mentions
JPMorgan Chase Bank
Organization
FinancialInstitution
2 mentions
SEC
Organization
GovernmentAgency
2 mentions
2016-10-05
Date
2 mentions
JPMorgan Chase
Organization
FinancialInstitution
2 mentions
U.K. Bail-in Power
Charge
1 mention
U.K. Banking Act 2009
LegalCase
1 mention
The NASDAQ Stock Market
Organization
FinancialInstitution
1 mention
Phoenix Autocallable Notes
FinancialTransaction
1 mention
Calculation Agent
Person
1 mention
Income Notes
FinancialTransaction
1 mention
Bloomberg
Organization
Company
1 mention
US Treasury Department
Organization
GovernmentAgency
1 mention
2016-06-30
Date
1 mention
2016-09-30
Date
1 mention
2015-09-18
Date
1 mention
2015-09-23
Date
1 mention
2016-03-31
Date
1 mention
Davis Polk & Wardwell LLP
Organization
Company
1 mention
2015-09-15
Date
1 mention
2015-12-31
Date
1 mention
Securities and Exchange Commission
Organization
GovernmentAgency
1 mention
Internal Revenue Service
Organization
GovernmentAgency
1 mention
Relationships
20
Barclays Bank PLC
→
financial
→
Phoenix Autocallable Notes
"Issuer: Barclays Bank PLC"
Phoenix Autocallable Notes
→
other
→
Apple Inc.
"Phoenix Autocallable Notes linked to the Common Stock of Apple Inc."
Barclays Bank PLC
→
employment
→
Phoenix Autocallable Notes
"Barclays Bank PLC, the Issuer, acts as calculation agent."
Barclays Bank PLC
→
document
→
U.S. Securities and Exchange Commission
"Barclays Bank PLC has filed a registration statement (Including a prospectus) with the U.S. Securities and Exchange Commission (the "SEC")"
Barclays Bank PLC
→
financial
→
Phoenix Autocallable Notes Due October 5, 2016
"unsecured and unsub subordinated obligations of Barclays Bank PLC maturing October 5, 2016"
Barclays Capital Inc.
→
social
→
Barclays Bank PLC
"Barclays Capital Inc. or other affiliates of Barclays Bank PLC"
Apple Inc.
→
document
→
Phoenix Autocallable Notes Due October 5, 2016
"Phoenix Autocallable Notes Due October 5, 2016 Linked to the Common Stock of Apple Inc."
Barclays Bank PLC
→
employment
→
Phoenix Autocallable Notes Due October 5, 2016
"Calculation Agent: Barclays Bank PLC"
Barclays Bank PLC
→
document
→
SEC
"Barclays Bank PLC has filed a registration statement (including a prospectus) with the SEC"
Barclays Capital Inc.
→
social
→
Barclays Bank PLC
"the role played by Barclays Capital Inc., as a dealer in the Notes, could present it with significant conflicts of interest with the role of Barclays "
U.K. resolution authority
→
financial
→
U.K. Bail-in Power
"the relevant U.K. resolution authority may exercise a U.K. Bail-in Power under certain conditions"
Barclays Capital Inc.
→
social
→
Barclays Bank PLC
"Barclays Capital Inc. and other affiliates of Barclays Bank PLC intend to make a secondary market in the notes."
Barclays Bank PLC
→
financial
→
Income Notes
"Issuer repays principal plus pays Contingent Coupon payment of $42.50 on Call Settlement Date."
U.K. resolution authority
→
power
→
Income Notes
"the relevant U.K. resolution authority may exercise its authority to implement the U.K. Bail-in Power without providing any advance notice to the hold"
Barclays Capital Inc.
→
employment
→
Barclays Bank PLC
"Barclays Capital Inc. and other affiliates of Barclays Bank PLC"
Morgan Securities LLC
→
employment
→
Barclays Bank PLC
"Morgan Securities LLC and JPMorgan Chase Bank. will act as placement agents for the Notes. The placement agents will receive a fee from the Issuer"
JPMorgan Chase Bank
→
employment
→
Barclays Bank PLC
"Morgan Securities LLC and JPMorgan Chase Bank. will act as placement agents for the Notes. The placement agents will receive a fee from the Issuer"
Davis Polk & Wardwell LLP
→
employment
→
Barclays Bank PLC
"Our special tax counsel, Davis Polk & Wardwell LLP, has advised that it believes this treatment to be reasonable"
Calculation Agent
→
employment
→
Barclays Bank PLC
"We and our affiliates play a variety of roles in connection with the issuance of the Notes, including acting as Calculation Agent"
Apple Inc.
→
document
→
SEC
"Information filed by the Company with the SEC can be located by reference to its SEC file number: 000-10030"
EFTA00597527.txt | Epstein File Explorer