EFTA00300203.txt

"Bear Steams controlled the High-Grade Fund as its general partner"

"Epstein caused FTC to transfer its entire investment of $20,155,344.25 in the High-Grade Fund to the Enhanced Fund"

"FTC would have withdrawn its investment"

"Epstein caused FTC to transfer its entire investment... to the Enhanced Fund"

"COUQ (the private foundation that Epstein managed)"

"it also fell under the direct authority and control of Spector"

"COUQ (the private foundation that Epstein managed) had invested $10 million in the ABS Fund back in 2004"

"Epstein was concerned and promptly telephoned Spector to question the unusual loss"

"Claimant FTC was a corporation owned and managed by Jeffrey Epstein"

"Claimant COUQ was a private foundation managed by Epstein"

"In August 2006, FTC invested in excess of $20 million in a hedge fund called the Bear Stearns High-Grade Structured Credit Enhanced Leverage Fund, L.P"

"In November 2006, FTC also invested $10 million in an additional Bear Steams hedge fund called Bear Steams Asset Backed Securities Partners, L.P."

"In May 2004, COUQ invested in excess of $10 million in Bear Steams Asset Backed Securities Overseas, Ltd."

"Respondent Spector, who at the time was President and Co-Chief Operating Officer of Bear Steams"

"In his capacity as Bear Steams' risk manager, it was Spector's responsibility to make sure that all fund portfolios were properly valued"

"Respondent Spector... personally solicited FTC, through Epstein, to invest in the Enhanced Fund"

"FTC also invests its own funds--the ultimate beneficial owner of which is Jeffrey Epstein."

"he was personally recruited as a trader by Bear Steams' former Chairman of the Board of Directors, Alan Greenberg."

"Respondent Spector, until he was forced to resign on August 5, 2007, was President and Co-Chief Operating Officer of Bear Steams."

"FTC invested $20,155,344 in the Enhanced Fund on August I, 2006."

"Additionally, FTC invested $10,000,000 in the ABS Fund on November 29, 2006."

"In 2004, COUQ invested $10,000,000 in Bear Steams Asset Backed Securities Overseas, Ltd."

"Spector was assigned the role of liaison between Bear Steams and Epstein."

"FTC initially invested $15 million in the High-Grade Fund in 2004."

"On May 30, 2008, a wholly-owned subsidiary of JPMorgan Chase & Co. merged with and into The Bear Steams Companies, with The Bear Steams Companies cont"

"Spector called and solicited Epstein to transfer FTC's investment... by falsely representing to Epstein"

"The Enhanced Fund had an agreement with Barclays that effectively provided hundreds of millions of dollars of cash"

"Spector solicited FTC to invest an additional $10 million into the ABS Fund"

"Spector caused Respondent Bear Stearns to invest an additional $25 million in the Enhanced Fund"

"Epstein started his investment career at Bear Steams"

"Ralph Cioffi and Matthew Tannin, have been indicted for repeatedly lying to investors about the Enhanced Fund's condition"

"Ralph Cioffi and Matthew Tannin, have been indicted for repeatedly lying to investors about the Enhanced Fund's condition"

"Epstein's relationship with Bear Steams began 32-years ago when he was personally recruited as a trader by Bear Steams' former Chairman of the Board o"

"Spector had direct supervisory responsibility over BSAM, its reputation tied directly to Spector's."

"Spector once again convinced Epstein not to redeem by falsely assuring Epstein that the Enhanced Fund owned assets whose valuations had now been conse"

"Respondent Spector directly misled Epstein by reassuring him that Spector... was on top of it, it was his baby and all was fine with the Enhanced Fund"

"Spector and the other Respondents... gave Bear Steams a huge incentive to trade"

"the two managers of the High-Grade and Enhanced Funds—Coiffi and Tannin"

"the two managers of the High-Grade and Enhanced Funds—Coiffi and Tannin"

"Respondents concealed this fact from Epstein... Spector solicited FTC's investment at a time when Respondents knew there were already problems with th"