EFTA00669575.txt

"From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: Southern Financial Date: Wed, 01 Oct 2014"

"Richard tells me that you want to terminate the account."

"From: Bruce Galloway... To: Dear Jeffery"

"when i told bruce to liquidate account over next 30 days via phone last week he replied with 4 emails"

"Richard Kahn HBRK Associates Inc. 575 Lexington Avenue"

"when i told bruce to liquidate account over next 30 days via phone last week"