Epstein File Explorer
Overview
Documents
Network
Analysis
About
Overview
Documents
Search
Collections
Network
Entities
Graph
Map
Analysis
Analytics
Compare
About
Updates
MCP
About & Legal
Back to data-set-09
EFTA00597104.txt
TXT
339.6 KB
JMail
Extracted Chars
347,264
Entities
50
Relationships
50
Loading extracted text...
Mentioned Entities
50
The Bank of New York Mellon Corporation
Organization
FinancialInstitution
22 mentions
Series F Noncumulative Perpetual Preferred Stock
FinancialTransaction
13 mentions
The Company
Organization
ShellCompany
12 mentions
BNY Mellon Capital Markets, LLC
Organization
FinancialInstitution
9 mentions
The Depository Trust Company
Organization
Company
9 mentions
Federal Reserve Board
Organization
GovernmentAgency
6 mentions
SEC
Organization
GovernmentAgency
6 mentions
Securities and Exchange Commission
Organization
GovernmentAgency
6 mentions
REDACTED-001
Organization
ShellCompany
5 mentions
Senior Subordinated Indenture
LegalCase
4 mentions
Computershare Trust Company
Organization
Company
4 mentions
Computershare Inc.
Organization
Company
4 mentions
Dodd-Frank Wall Street Reform and Consumer Protection Act
LegalCase
4 mentions
Federal Deposit Insurance Corp.
Organization
GovernmentAgency
4 mentions
Senior Indenture
LegalCase
3 mentions
Senior Subordinated Debt Securities
FinancialTransaction
3 mentions
Change in Bank Control Act of 1978
LegalCase
3 mentions
225 Liberty Street, New York, New York 10286
Address
3 mentions
Euroclear Bank S.A.
Organization
FinancialInstitution
3 mentions
Clearstream Banking, societe anonyme
Organization
FinancialInstitution
3 mentions
Euroclear Bank S.A/N.V.
Organization
FinancialInstitution
3 mentions
Cede & Co.
Organization
FinancialInstitution
3 mentions
Apollo Board of Directors
Organization
3 mentions
Internal Revenue Code of 1986
LegalCase
3 mentions
Board of Governors of the Federal Reserve System
Organization
GovernmentAgency
3 mentions
Deutsche Bank Trust Company Americas
Organization
Company
3 mentions
Financial Industry Regulatory Authority, Inc.
Organization
GovernmentAgency
3 mentions
2016-06-30
Date
3 mentions
Federal Reserve
Organization
FinancialInstitution
3 mentions
2015-12-31
Date
3 mentions
U.S. Government
Organization
GovernmentAgency
3 mentions
Internal Revenue Service
Organization
GovernmentAgency
3 mentions
KPMG LLP
Organization
Company
2 mentions
Kathleen B. McCabe
Person
Attorney
2 mentions
Senior Debt Securities
FinancialTransaction
2 mentions
Wilmington Trust, National Association
Organization
FinancialInstitution
2 mentions
Euroclear plc
Organization
Company
2 mentions
Luxembourg Commission for the Supervision of the Financial Sector
Organization
GovernmentAgency
2 mentions
Delaware General Corporation Law
LegalCase
2 mentions
ICE Benchmark Administration Limited
Organization
Company
2 mentions
2026-09-01
Date
2 mentions
New York Stock Exchange
Organization
FinancialInstitution
2 mentions
UBS Investment Bank
Organization
FinancialInstitution
2 mentions
Clearstream, Luxembourg
Organization
FinancialInstitution
2 mentions
BofA Merrill Lynch
Organization
Company
2 mentions
U.S. Bank Holding Company Act of 1956
LegalCase
2 mentions
Citigroup
Organization
FinancialInstitution
2 mentions
Cleary Gottlieb Steen & Hamilton LLP
Organization
LawFirm
2 mentions
Pershing LLC
Organization
Company
2 mentions
2016-02-09
Date
2 mentions
Relationships
50
The Bank of New York Mellon Corporation
→
document
→
2016 Annual Report
"Our Annual Report on Form 10-K for the year ended December 31. 2015, filed on February 26, 2016"
The Bank of New York Mellon Corporation
→
document
→
Quarterly Report on Form 10-Q
"Our Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2016, filed on May 10, 2016"
The Bank of New York Mellon Corporation
→
document
→
Proxy Statement on Schedule 14A
"Our definitive Proxy Statement on Schedule 14A, filed on March II, 2016"
The Bank of New York Mellon Corporation
→
other
→
Board of Governors of the Federal Reserve System
"The Bank of New York Mellon Corporation is a financial holding company registered with the Board of Governors of the Federal Reserve System (the "FRB""
The Bank of New York Mellon Corporation
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"depositary shares, each representing a 1/100th interest in a share of Series F Noncumulative Perpetual Preferred Stock... of The Bank of New York Mell"
The Bank of New York Mellon Corporation
→
property
→
225 Liberty Street, New York, New York 10286
"Our principal executive office is located at 225 Liberty Street, New York, New York 10286"
The Bank of New York Mellon Corporation
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"The Series F Preferred Stock may be redeemed by us at our option"
The Bank of New York Mellon Corporation
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"Shares of the Series F Preferred Stock will rank senior to our common stock... of The Bank of New York Mellon Corporation."
The Bank of New York Mellon Corporation
→
legal
→
Citigroup Global Markets Inc.
"The Bank of New York Mellon Corporation and Citigroup Global Markets Inc... as the representatives of the underwriters, have entered into an underwrit"
The Bank of New York Mellon Corporation
→
financial
→
BNY Mellon Capital Markets, LLC
"BNY Mellon Capital Markets, LLC... and a wholly-owned subsidiary of the Company"
The Bank of New York Mellon Corporation
→
property
→
225 Liberty Street, New York, New York 10286
"Company has its principal offices at 225 Liberty Street, New York, New York 10286"
The Bank of New York Mellon Corporation
→
legal
→
Securities and Exchange Commission
"The Company has filed a registration statement with the Securities and Exchange Commission (the "SEC")"
Kathleen B. McCabe
→
employment
→
The Bank of New York Mellon Corporation
"Kathleen B. McCabe, Esq., Chief Securities Counsel of The Bank of New York Mellon Corporation"
The Bank of New York Mellon Corporation
→
property
→
225 Liberty Street, New York, New York 10286
"The Company has its principal offices at 225 Liberty Street, New York, New York 10286"
The Depository Trust Company
→
financial
→
Cede & Co.
"registered in the name of Cede & Co. (DTC's nominee)"
BNY Mellon Capital Markets, LLC
→
employment
→
The Bank of New York Mellon Corporation
"BNY Mellon Capital Markets, LLC, a broker-dealer registered with FINRA and a wholly-owned subsidiary, of the Company"
Kathleen B. McCabe
→
employment
→
The Bank of New York Mellon Corporation
"Kathleen B. McCabe, Chief Securities Counsel of the Company"
Cedel International, sociiti anonyme
→
financial
→
Clearstream, Luxembourg
"Clearstream, Luxembourg is owned by Cedel International, sociiti anonyme, and Deutsche Bone AG"
Deutsche Bone AG
→
financial
→
Clearstream, Luxembourg
"Clearstream, Luxembourg is owned by Cedel International, sociiti anonyme, and Deutsche Bone AG"
Clearstream, Luxembourg
→
social
→
The Depository Trust Company
"Clearstream, Luxembourg is an indirect participant in DTC"
Euroclear Bank S.A/N.V.
→
social
→
The Depository Trust Company
"Euroclear is an indirect participant in DTC"
Euroclear Bank
→
financial
→
Euroclear Bank S.A/N.V.
"Euroclear is operated by the Euroclear operator"
Luxembourg Commission for the Supervision of the Financial Sector
→
power
→
Clearstream, Luxembourg
"Clearstream, Luxembourg is subject to regulation by the Luxembourg Commission for the Supervision of the Financial Sector"
Apollo Board of Directors
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"only when, as and if declared by our board of directors (or a duly authorized committee of the board), out of funds legally available for payment, non"
The Depository Trust & Clearing Corporation
→
financial
→
The Depository Trust Company
"DTC is a wholly owned subsidiary of The Depository Trust & Clearing Corporation ("DTCC")"
The Depository Trust & Clearing Corporation
→
financial
→
National Securities Clearing Corporation
"DTCC is the holding company for DTC, National Securities Clearing Corporation and Fixed Income Clearing Corporation"
The Depository Trust & Clearing Corporation
→
financial
→
Fixed Income Clearing Corporation
"DTCC is the holding company for DTC, National Securities Clearing Corporation and Fixed Income Clearing Corporation"
The Bank of New York Mellon Corporation
→
employment
→
REDACTED-001
"The Bank of New York Mellon, one of our wholly owned subsidiaries"
Computershare Inc.
→
social
→
Computershare Trust Company
"Computershare Inc. and Computershare Trust Company, M. will be the joint depositary"
Federal Reserve Board
→
power
→
The Bank of New York Mellon Corporation
"Under the FRB's capital plan rule and its Comprehensive Capital Analysis and Review process known as "CCAR", with limited exceptions BNY Mellon may pa"
LIBOR
→
other
→
U.K. Financial Conduct Authority
"final rules for the regulation and supervision of LIBOR by the U.K. Financial Conduct Authority (the "FCA") came into effect"
ICE Benchmark Administration Limited
→
employment
→
LIBOR
"effective February I, 2014, ICE Benchmark Administration Limited (the "ICE Administration") was appointed as the independent LIBOR administrator"
The Company
→
financial
→
The Bank
"the Company and any one or more Intermediate Subsidiaries will collectively own at least 80% of the issued and outstanding Voting Stock of the Bank"
The Company
→
financial
→
Intermediate Subsidiary
""Intermediate Subsidiary" means a subsidiary... of which all the shares... are owned directly or indirectly by the Company"
The Company
→
document
→
Senior Indenture
"The Senior Indenture contains a covenant by the Company"
The Company
→
document
→
Senior Subordinated Indenture
"The Senior Subordinated Indenture defines an Event of Default with respect to... the Company"
The Company
→
financial
→
The Bank of New York Mellon Corporation
"depends primarily upon the ability of its subsidiaries, including The Bank of New York Mellon"
The Company
→
financial
→
Pershing LLC
"depends primarily upon the ability of its subsidiaries, including... Pershing LLC"
Computershare Inc.
→
employment
→
The Bank of New York Mellon Corporation
"Series F Noncumulative Perpetual Preferred Stack... deposited with Computershare Inc. and Computershare Trust Company. M.. as joint depositary"
Computershare Trust Company
→
employment
→
The Bank of New York Mellon Corporation
"Series F Noncumulative Perpetual Preferred Stack... deposited with Computershare Inc. and Computershare Trust Company. M.. as joint depositary"
The Bank of New York Mellon Corporation
→
document
→
Securities and Exchange Commission
"We have filed and will file proxy statements, annual, quarterly and current reports, and other information with the SEC."
The Bank of New York Mellon Corporation
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"The Bank of New York Mellon Corporation that... will not be entitled to treat the full liquidation preference amount of $100,000 per share of the Seri"
The Bank of New York Mellon Corporation
→
legal
→
Federal Reserve Board
"We may, at our option, with the prior approval of the FRB or any successor appropriate federal banking agency, redeem the shares of the Series F Prefe"
The Bank of New York Mellon Corporation
→
property
→
United Kingdom
"Certain of the Company's EU operations are conducted through a UK branch of The Bank of New York Mellon and subsidiaries located in the UK"
Federal Reserve Board
→
power
→
The Bank of New York Mellon Corporation
"The Series F Preferred Stock may be redeemed by us at our option with the prior approval of the FRB"
REDACTED-001
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"the number of shares of the Series F Preferred Stock to be redeemed"
The Company
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"the Series F Preferred Stock will rank: senior to our common stock"
The Company
→
financial
→
Common Stock
"senior to our common stock"
REDACTED-001
→
financial
→
Series F Noncumulative Perpetual Preferred Stock
"we are issuing fractional interests in shares of the preferred stock in the form of the depositary shares"
BNY Mellon Capital Markets, LLC
→
employment
→
The Bank of New York Mellon Corporation
"BNY Mellon Capital Markets, LLC, a joint book-running manager of this offering, is an affiliate of ours."
EFTA00597104.txt | Epstein File Explorer